AML/CTF Proceedings Support

We can provide AML/CTF expertise when you need it most.
Initialism has unique experience in working with business subject to supervisory inquiries and notices, as well as enforcement action.

THE RIGHT SUPPORT WHEN IT MATTERS MOST

When it comes to formal AML/CTF supervision inquires and enforcement action integrity, experience, independence, and credibility are vital.
Initialism’s team have proven time and time again that they have these crucial qualifications.

UNPARRALELLED EXPERIENCE

Initialism has unparalleled experience in AML/CTF supervision inquiries and enforcement actions.
This includes supporting business respond to formal AUSTRAC investigations, acting as an AUSTRAC authorised External Auditor, being an Expert Witness in AML/CTF enforcement actions, and undertaking pre-settlement reviews to confirm the completion of AML/CTF remediation activity.

AUSTRAC INVESTIGATIONS

Initialism has previously worked with Business to respond to formal notices and requests by AUSTRAC.
Initialism’s experts have supported business to fully and appropriately respond to Notices under section 167 of the AML/CTF and requests section under 75 of the AML/CTF.

EXTERNAL AUDITOR

Initialism’s Principal has previously been authorised by AUSTRAC as an expert external auditor under a Notice pursuant to section 162 of the AML/CTF Act.
Initialism has also been engaged by business subject to section 162 Notices to support compliance with the Notice.

EXPERT WITNESS

Initialism team has provided expert witness support to a number of Australian regulatory agencies, and has been involved in many of AML/CTF actions brought to date.
Initialism has also provided expert witness support to business subject to regulatory actions.

PRE-SETTLEMENT REVIEW

Initialism has undertaken reviews for business to confirm their completion of AML/CTF remediation activity as part of the management and settlement of AML/CTF enforcement actions.

Why choose Initialism?

UNPARALELLED EXPERTISE

Our expertise covers all AML/CTF disciplines allowing us to bring unique perspectives, approaches and solutions.

IN-DEPTH INDUSTRY KNOWLEDGE

Our AML compliance knowledge covers all industry sectors and we understand what compliance means for your business.

UNRIVALLED EXPERIENCE

Our expertise has been hard earned and comes from working in the area of AML/CTF for many decades.

UNIQUELY QUALIFIED

We have recognised integrity, experience, independence, and credibility to support the management of regulatory inquiry or action.